Investor, Capital Markets and Ratings Disclosure Specialist
Working Draft version 1.1
Develops and controls sustainability information for investors, lenders, stock exchanges, capital-markets communications, ESG ratings and data-provider interactions, with explicit connectivity to financial and investment decision-making.
Typical responsibilitiesAnalyse investor information needs; interpret market, exchange and counterparty requests; connect sustainability information to strategy, risk and finance; coordinate ratings and questionnaire submissions; maintain consistency across filings, investor materials and external data platforms.
Representative outputsInvestor disclosure map; capital-markets requirements register; ratings submission pack; financial-connectivity memo; investor Q&A; cross-channel consistency review.
Units the role works alongside — target Level 1, Foundation awareness.
| Unit | Competency unit | Dom | Evidence expectation |
|---|---|---|---|
| B.5 | Apply nature, water, pollution, waste, resource-use and circularity reporting literacy | B | A supervised or defined work sample showing correct application, traceability and recognition of specialist or escalation needs. |
| E.10 | Design and operate spreadsheet, system and data-quality controls | E | A supervised or defined work sample showing correct application, traceability and recognition of escalation needs. |
| E.4 | Design data sources, ownership and collection processes | E | A supervised or defined work sample showing correct application, traceability and recognition of escalation needs. |
| E.9 | Maintain metadata, data lineage and record integrity | E | A supervised or defined work sample showing correct application, traceability and recognition of escalation needs. |
| F.2 | Design, operate and evidence reporting controls | F | A supervised or defined work sample showing correct application, traceability and recognition of escalation needs. |
| F.4 | Prepare controlled working papers and evidence packs | F | A supervised or defined work sample showing correct application, traceability and recognition of escalation needs. |
| F.6 | Assess, escalate and remediate control deficiencies | F | A supervised or defined work sample showing correct application, traceability and recognition of escalation needs. |
| F.7 | Assess assurance readiness and prepare scope information | F | A supervised or defined work sample showing correct application, traceability and recognition of escalation needs. |
| F.8 | Coordinate assurance requests, findings and adjustments | F | A supervised or defined work sample showing correct application, traceability and recognition of escalation needs. |
| F.9 | Maintain preparation, advisory and assurance boundaries | F | A supervised or defined work sample showing correct application, traceability and recognition of escalation needs. |
| I.2 | Design and control automated reporting workflows | I | A supervised or defined work sample showing correct application, traceability and recognition of escalation needs. |